Synopsis
Under certain conditions a PI or PD may request that a code be set up prior to receipt of an official Notice of Award from a sponsor or prior to completion of contract negotiations. In order to do this, first, the PI must have been told by the sponsor that an award is anticipated or contract issues must be close to resolution. Second, the sponsor must indicate what the start date for the award or contract will be. Third, the Department must agree to backstop any expenses incurred if the award is not received or the contract is not successfully negotiated.
PreAward Procedure
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PROCEDURES: ROLES AND RESPONSIBILITIES
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DEPT
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:: Completes Request for WBS Element in Advance of an Award form and forwards to ORS
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ORS
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:: Assesses level of risk and if low, approves request and forwards to OSP
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OSP
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:: Establishes WBS Element for the project
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DOCUMENTATION: OFFICES OF RECORD
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ORS
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:: Retains copies of the WBS Element Request form, OSP notification, and any supporting documentation
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SPECIAL NOTES
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| A fund code in advance is not approval for spending prior to the start date of the grant or contract. See the OP2 "WBS Element Request: Pre-award Spending" if this is what is intended. |